CSOP FTSE China A50 ETF Stock Code: 82822/2822

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1 CSOP FTSE China A50 ETF Stock Code: 82822/2822
All information as of 31 January 2015 IMPORTANT: Investment involves risks, including the loss of principal. Investors should refer to the ETF's Prospectus and the Product Key Facts Statement for further details, including the product features and risk factors. Past performance is not indicative of future performance and the ETF's NAV per unit may rise as well as fall. Investors should not only base on this marketing material alone to make investment decisions. Investors should note: The CSOP FTSE China A50 ETF (“ETF”) aims to provide investment results that, before fees and expenses, closely correspond to the performance of FTSE China A50 Index, which is an index consisting the top 50 A-Share companies by market capitalization listed on the Shanghai Stock Exchange or the Shenzhen Stock Exchange. Investors may not get back part of or the entire amount they invest. The ETF is one of the first RMB physical A-share exchange traded funds issued outside PRC to invest directly in the A-share market which is inherently a market with restricted access. Investing solely in China market may also subject the ETF to emerging market risk (such as greater economic, political, tax, foreign exchange, regulatory, volatility and liquidity risks) and concentration risk. Investors who bought units on the HKD counter may be subject to currency exchange risk as the assets of the ETF are denominated in RMB. The liquidity and trading price of the ETF RMB traded units may be adversely affected by the limited availability of RMB outside the PRC and the restrictions on the conversion between foreign currency and RMB. There are risks and uncertainties associated with the current Chinese tax laws applicable to investments made by an RQFII ETF. Provisions of PRC taxes may not be sufficient or may even be excessive. Any shortfall between the reserves and actual tax liabilities may have to be covered by the ETF's assets and may adversely affect the ETF's asset value. The ETF is subject to tracking error risks due to factors such as fees and expenses of the ETF and the liquidity of the market, imperfect correlation of return and other factors such as the representative sampling strategy being used and investing in collective investment scheme under exceptional circumstances. The units of the ETF are traded on the SEHK. Their prices on the SEHK are based on secondary market trading factors and may deviate significantly from the net asset value of the ETF and may trade at a substantial premium or discount to its NAV. The Manager may, at its discretion, pay dividends out of capital. Payment of dividends out of capital or effectively out of the capital amounts to a return or withdrawal of part of an investor's original investment or from any capital gains attributable to that original investment. Any distributions involving payment of dividends out of the capital or effectively out of the capital of the ETF may result in an immediate reduction of the NAV per Unit. Investment Objective The Fund is a physical ETF that seeks to provide investment returns, before deduction of fees and expenses that closely correspond to the performance of the FTSE China A50 Index. Cumulative Performance(%)1 Counter 1 Month 6 Month 1 Year 3 Year Since Inception3 RMB -7.44 38.47 56.46 - 46.46 HKD -8.12 36.69 50.58 44.90 Index2 -7.77 44.29 58.83 49.43 Fund Information Legal Structure Hong Kong Unit Trust Manager CSOP Asset Management Limited Exchange Listing SEHK – Main Board Investment Strategy Representative Sampling Strategy Fund Size RMB billion Units Outstanding 2,255,000,000 Base Currency RMB Share Class Currency RMB, HKD Dividend Frequency4 Annually Custodian The Hongkong and Shanghai Banking Corporation Limited PRC Custodian HSBC Bank (China) Company Limited Trustee and Registrar HSBC Institutional Trust Services (Asia) Limited Calendar Year Performance(%)1 Counter 2011 20123 2013 2014 2015YTD RMB - 15.08 -13.79 59.50 -7.44 HKD 14.55 -11.44 55.46 -8.12 Index2 17.16 -14.74 62.19 -7.77 Source: Bloomberg Share Class Information Counter Net Asset Value Listing Date ISIN Code Exchange Ticker Bloomberg Code Trading Lot Size Management Fee Last Distribution5 RMB 28-Aug-12 HK 82822 82822 HK Equity 200 units 0.99% p.a. RMB 0.28 HKD 8-Nov-12 HK 2822 2822 HK Equity Footnote: 1. NAV to NAV performance without dividend reinvested. 2. The Fund’s underlying index is FTSE China A50 Index (Bloomberg Ticker: XIN9I Index); performance is calculated based on price return. 3. Calculated since the inception date of 28 August 2012 for RMB Counter or 8 November 2012 for HKD Counter. 4. The frequency of dividend distribution may change at the discretion of the Manager. 5. Ex-dividend Date: 7 October 2014 CSOP Asset Management Limited ; Two Exchange Square, 8 Connaught Place, Central, Hong Kong SAR; Tel: (852) ; Website:

2 CSOP FTSE China A50 ETF Stock Code: 82822/2822 Sector Breakdown
All information as of 31 January 2015 Sector Breakdown Participating Dealers ABN AMRO Clearing Hong Kong Limited China International Capital Corporation Hong Kong Securities Limited China Merchants Securities (HK) Co., Limited CIMB Securities Limited CITIC Securities Brokerage (HK) Limited Credit Suisse Securities (Hong Kong) Limited Deutsche Securities Asia Limited Goldman Sachs (Asia) Securities Limited Guotai Junan Securities (Hong Kong) Limited Haitong International Securities Company Limited J.P. Morgan Broking (Hong Kong) Limited Macquarie Bank Limited Merrill Lynch Far East Limited Morgan Stanley Hong Kong Securities Limited Nomura International (Hong Kong) Limited Oriental Patron Securities Limited Standard Chartered Bank (Hong Kong) Limited The Hong Kong and Shanghai Banking Corporation Limited UBS Securities Hong Kong Limited Source: Bloomberg Top 10 Holdings Company % of NAV Ping An Insurance (Group) Company of China 9.58 Citic Securities 6.32 China Minsheng Banking 5.84 China Merchants Bank 5.77 Shanghai Pudong Development Bank 4.40 Industrial Bank 4.07 Haitong Securities 3.47 China Vanke 3.36 Bank of Communications 3.23 Agricultural Bank of China 2.82 Market Makers (RMB Traded Units) Bluefin HK Limited Commerz Securities Hong Kong Limited Credit Suisse Securities (Hong Kong) Limited Deutsche Securities Asia Limited Haitong International Securities Company Limited IMC Asia Pacific Limited Nomura International (Hong Kong) Limited Optiver Trading Hong Kong Limited Standard Chartered Securities (Hong Kong) Limited UBS Securities Hong Kong Limited CITIC Securities Brokerage (HK) Limited China Merchants Securities (HK) Co. Limited Citigroup Global Markets Asia Limited Market Makers (HKD Traded Units) Bluefin HK Limited Commerz Securities Hong Kong Limited Credit Suisse Securities (Hong Kong) Limited Deutsche Securities Asia Limited Haitong International Securities Company Limited IMC Asia Pacific Limited Nomura International (Hong Kong) Limited Optiver Trading Hong Kong Limited Standard Chartered Securities (Hong Kong) Limited UBS Securities Hong Kong Limited BNP Paribas Securities (Asia) Limited Guotai Junan Securities (Hong Kong) Limited Risk associated with the Shanghai-Hong Kong Stock Connect: The Shanghai-Hong Kong Stock Connect is subject to quota limitations. The Sub-Fund can only trade certain eligible stocks that are listed on the SSE through the Shanghai-Hong Kong Stock Connect. It is contemplated that both SEHK and SSE would reserve the right to suspend Northbound and/or Southbound trading if necessary. The securities regimes and legal systems of the Hong Kong and Shanghai markets differ significantly. Market participants may need to address issues arising from the differences on an on-going basis. The Sub-Fund’s investments through Northbound trading under Shanghai-Hong Kong Stock Connect is not covered by the Hong Kong’s Investor Compensation Fund. Therefore the Sub-Fund is exposed to the risks of default of the broker(s) it engages in its trading in China A-Shares through the program. Shanghai-Hong Kong Stock Connect is novel in nature, and the related regulations/rules are untested. There is no certainty as to how they will be applied, and they may change from time to time. Please note that the above listed investment risks are not exhaustive and investors should read the ETF Prospectus in detail before making any investment decision. FTSE Disclaimer All rights in the FTSE China A50 Index (the “Index”) vest in FTSE International Limited (“FTSE”). “FTSE®” is a trade mark of London Stock Exchange Group and is used by FTSE under license. The CSOP FTSE China A50 ETF (the "Fund") has been developed solely by CSOP Asset Management Limited. The Index is calculated by FTSE or its agent. FTSE and its licensors are not connected to and do not sponsor, advise, recommend, endorse or promote the Fund and do not accept any liability whatsoever to any person arising out of (a) the use of, reliance on or any error in the Index or (b) investment in or operation of the Fund. FTSE makes no claim, prediction, warranty or representation either as to the results to be obtained from the Fund or the suitability of the Index for the purpose to which it is being put by CSOP Asset Management Limited. Investment involves risk. Please refer to the Prospectus and the Product Key Facts for details of the risks of investing in the Fund. Future performance and the capital value of the Fund are not guaranteed. Past performance figures are not an indicative for future performance. The value of units may rise as well as fall. Investors are reminded that in certain circumstances their right to redeem may be suspended. We recommend investors obtain and read a copy of the Prospectus and the Product Key Facts before investing. This material has not been reviewed by the Securities and Futures Commission in Hong Kong. This material has not been reviewed by the Securities and Futures Commission. Issuer: CSOP Asset Management Limited CSOP Asset Management Limited ; Two Exchange Square, 8 Connaught Place, Central, Hong Kong SAR; Tel: (852) ; Website:

3 南方富時中國A50 ETF 股份代號：82822/2822 累積表現(%)1 投資目標 基金信息 曆年表現(%)1 股份類別信息
所有資料截至2015年1月31日 All information as of 31 December 2014 投資者應注意：投資涉及風險，包括可能會損失投資本金。投資者應詳細閱讀有關ETF的章程及產品概要 (包括當中所載之產品特色及風險因素)。投資者不應僅憑本文件做出投資決定。 投資者還應注意： 南方富時中國A50 ETF（「本基金」） 投資目標為提供緊貼富時中國A50指數（「相關指數」）表現的投資回報（扣除費用及開支前）。相關指數由在上海證券交易所或深圳證券 交易所上市、中國總市 值最大的50家A股公司組成。投資者亦有可能損失部分或所有投資本金。 本基金是其中一隻首批直接投資於A股市場（本身為被限制進入的市場）並在中國境外發行的人民幣實物A股交易所買賣基金。由於本基金僅僅投資於中國市場，故承受新興市場 風險 (例如是較高的經濟、政治、稅務、外匯、規管、波動性及流動性風險)和集中性風險。 由於本基金資產乃以人民幣計值，故已於港元櫃台買入單位的投資者或須承受貨幣兌換風險。 本基金的人民幣買賣單位的流動性及成交價或會受到人民幣在中國境外可提供的有限數量及外幣與人民幣之間的兌換限制所造成的不利影響。 投資於本基金會涉及中國稅務法律變動的相關風險。稅項撥備可能過多或不足以應付實際稅項責任。撥備與實際稅項責任之間的任何不足數額，將從本基金資產中扣除，而這將 會對本基金的 資產淨值產生不利影響。 由於本基金的費用及開支、市場流動性、回報的關聯性不完美以及其他因素，例如於某些例外情況下，採用具代表性抽樣投資策略及投資集體投資計劃，本基金的回報或會偏離 相關指數的回報。 本基金單位於香港聯交所買賣，價格以二級市場的買賣因素釐定，這有可能導致本基金單位的價格遠遠偏離基金的資產淨值及基金單位的交易價格將可能較每基金單位資產淨值 大幅溢價/折讓。 基金經理可酌情從資本中作出派息。從資本中作出派息或實際上從資本中作出派息相當於從投資者原本的投資中或從原本的投資應佔的任何資本收益中收回或提取部分金額。任 何涉及從子基金資本中作出派息或實際上從資本中作出派息的分派均可能令每單位資產淨值即時減少。 投資目標 此基金為一隻實物ETF，在提供於扣除費用及開支之前與富時中國 A50 指數表現非常接近之投資回報。 累積表現(%)1 櫃檯 1個月 6個月 1年 3年 成立至今3 人民幣 -7.44 38.47 56.46 - 46.46 港幣 -8.12 36.69 50.58 44.90 指數2 -7.77 44.29 58.83 49.43 基金信息 法律結構 香港單位信托 管理人 南方東英資産管理有限公司 上市交易所 香港聯交所 - 主板 投資策略 抽樣複製策略 基金規模 人民幣237.9億 已發行單位 2,255,000,000 基礎貨幣 人民幣 股份類別貨幣 人民幣，港幣 派息頻率4 每年 基金托管人 香港上海匯豐銀行有限公司 基金中國託管人 匯豐銀行（中國）有限公司 基金受托人及過戶處 匯豐機構信託服務（亞洲）有限公司 曆年表現(%)1 櫃檯 2011 20123 2013 2014 今年至今 人民幣 - 15.08 -13.79 59.50 -7.44 港幣 14.55 -11.44 55.46 -8.12 指數2 17.16 -14.74 62.19 -7.77 資料來源：彭博 股份類別信息 櫃檯 淨值 上市日期 ISIN代碼 交易所代碼 彭博代碼 每手交易數量 管理費 上次派息5 人民幣 2012年8月28日 HK 82822 82822 HK Equity 200個單位 每年0.99% 人民幣0.28 港幣 2012年11月8日 HK 2822 2822 HK Equity 註腳: 1.按單位資產淨值計算，不包括股息再投資。 2.基金追踪富時中國A50指數（彭博代碼：XIN9I Index）；表現根據價格回報計算。 3.自人民幣櫃檯2012年8月28日成立、港幣櫃檯2012年11月8日成立起計算。 4.派息頻率可能由基金經理酌情變更。 5.除淨日：2014年10月7日。 南方東英資產管理有限公司; 香港中環康樂廣場8號交易廣場二期 室 電話:(852) ; 網址: 電郵:

4 南方富時中國A50 ETF 股份代號：82822/2822 行業配置 參與證券商 前十大持倉 市場莊家（人民幣買賣基金單位）
所有資料截至2015年1月31日 行業配置 參與證券商 ABN AMRO Clearing Hong Kong Limited 中國國際金融香港證券有限公司 招商證券（香港）有限公司 聯昌證券有限公司 中信証券經紀(香港)有限公司 Credit Suisse Securities (Hong Kong) Limited 德意志證券亞洲有限公司 高盛(亞洲)證券有限公司 國泰君安證券(香港)有限公司 海通國際證券有限公司 J.P. Morgan Broking (Hong Kong) Limited 麥格理銀行有限公司 美林遠東有限公司 Morgan Stanley Hong Kong Securities Limited 野村國際(香港)有限公司 東英亞洲證券有限公司 渣打銀行（香港）有限公司 香港上海滙豐銀行有限公司 UBS Securities Hong Kong Limited 資料來源：彭博 前十大持倉 公司名稱 佔資產淨值(%) 中國平安 9.58 中信證券 6.32 民生銀行 5.84 招商銀行 5.77 浦發銀行 4.40 興業銀行 4.07 海通證券 3.47 萬科 3.36 交通銀行 3.23 農業銀行 2.82 市場莊家（人民幣買賣基金單位） Bluefin HK Limited Commerz Securities Hong Kong Limited Credit Suisse Securities (Hong Kong) Limited 德意志證券亞洲有限公司 海通國際證券有限公司 IMC Asia Pacific Limited 野村國際(香港)有限公司 Optiver Trading Hong Kong Limited 渣打證券（香港）有限公司 UBS Securities Hong Kong Limited 中信証券經紀(香港)有限公司 招商證券（香港）有限公司 花旗環球金融亞洲有限公司 市場莊家（港元買賣基金單位） Bluefin HK Limited Commerz Securities Hong Kong Limited Credit Suisse Securities (Hong Kong) Limited 德意志證券亞洲有限公司 海通國際證券有限公司 IMC Asia Pacific Limited 野村國際(香港)有限公司 Optiver Trading Hong Kong Limited 渣打證券（香港）有限公司 UBS Securities Hong Kong Limited 法國巴黎證券（亞洲）有限公司 國泰君安證券（香港）有限公司 有關滬港通的風險: 滬港通受額度限制所限。 子基金透過滬港通只可買賣若干於上交所上市的合資格股票。 预期聯交所及上交所擬保留權利在有需要時暫停北向及／或南向交易。 香港及上海市場的證券機制及法律體制大相逕庭。市場參與者可能需要持續應對因有關差異而引起的問題。 子基金根據滬港通以北向交易進行的投資將不受香港投資者賠償基金所保障。因此，子基金在透過該機制買賣中國A股時須面對所涉及經紀的違約風險。 滬港通屬開創性質的機制，而相關規定／規則亦未經考驗。概不確定有關規例將如何被應用，且有關規例可能不時變更。 請注意，以上列出的投資風險並非詳盡無遺，投資者應在作出任何投資決定前詳細閱讀本基金章程及產品資料概要。 富時指數免責聲明 富時中國A50指數（「指數」）中的所有權利均歸富時國際有限公司（「富時集團」）所有。「FTSE®」是倫敦證券交易所集團公司的商標，由富時集團根據授權使用。 南方富時中國A50 ETF（「基金」）由南方東英資產管理有限公司獨家開發。該指數由富時集團或其代理機構計算。富時集團及其許可方與基金無關，也不對基金進行贊助、提供建議、推薦、認同或宣傳，也拒絕對任何人承擔因(a)使用、依賴指數或指數中的任何錯誤，或(b)投資於或經營基金導致的任何責任。富時集團不會對基金獲得的結果或該指數用於管理人所表述的有關目的作出任何明示或隱含聲明、預測、保證或陳述。 投資涉及風險。有關投資本基金所涉及的風險，詳情請參閱基金章程及產品資料概要。本公司對本基金的未來業績及資本值並無作出任何保證。過往的業績數據並不預示未來的業績表現。基金單位價值可升亦可跌。投資者應注意在若干情況下其贖回基金的權利可能遭暫時停止。我們建議投資者在進行投資前應索取及閱讀有關基金章程及產品資料概要。本文件內容並未經香港的證券及期貨事務監察委員會審閱。 本資料未經證監會審閱。 發行者：南方東英資產管理有限公司 南方東英資產管理有限公司; 香港中環康樂廣場8號交易廣場二期 室 電話:(852) ; 網址: 電郵: