International Commercial Arbitration

Slides:



Advertisements
Similar presentations
Chapter Thirteen Business Contracts (商业合同) Lesson 59 Lesson 60 Lesson 61.
Advertisements

外贸英文函电 Business Letters Chapter Three Enquiry. Chapter Two Inquiry  Revision Revision  Objectives Objectives  Warming-up Questions Warming-up Questions.
自由法學 楊智傑. 概念法學 – 形式主義 – 啟蒙時代的自然法思想,想把人權法律化,要 求法官依法判決,不濫用權力 – 但法律可能有漏洞,這種完全依法判決,可能 無法跟上時代.
如何閱讀英文合約如何閱讀英文合約 講師:鄺允銘 時間: 地點: 5070 會議室.
医疗纠纷处理和执业风险防范 MEDICAL DISPUTES SETTLEMEMT AND OCCUPATIONAL RISKS PREVENTION 中国医院协会 医疗法律讲座系列 李洪奇律师制作.
英美法各論 真理大學財經法律系 助理教授楊智傑.
信用狀 授課教師:張丞良 老師 教學科目:國際貿易實務Ⅰ 教學單元:信用狀.
智慧財產民事訴訟之研討─以實體審理前之訴 訟程序障礙為中心
第二十章 行政诉讼的结果.
Chapter 10: Disputes, Claim, Arbitration and Force Majeure
2012年 IEET工程及科技教育認證說明會 落實成果導向認證機制 與國際接軌.
商业保理提升律师合作新空间 张谨星 律 师
第三十八课 仲 裁 案例背景 案例说明 Arbitration 课文说明 条款示例 实训练习 返回目录.
The Argument for Impartial Caring in the Mozi 14-16
模块二 书面合同的订立.
CHIN 3010: reading & writing
Lesson 23 ship repair contract
外研版Book5Module1重点 词组和句子课件 (第七课时).
我國洽簽條約、協定之國內程序與國際法問題
汽车买卖合同 CONTRACT OF VEHICLE TRADE
本文档为保密文档,归中国版权保护中心版权所有 任何单位或个人未经许可不得擅自修改、复制、使用
The legalities of Management Rights explained including purchasing of both existing and off the plan 购买物业管理权生意法律须知 (现有生意以及off the plan) PRESENTED BY: SHORT.
Unit3契約書中的常見一般條款.
Chapter 5 Performing the contract
What is poverty? Source: Commission on Proverty, HKSAR Government
Introduction to the PRC Copyright Law Amendments
中国公私合作伙伴关系(PPP )现状 Disclaimer:
陳振金教授著 海上保險 2010課程教材 Ch.1 海上保險概述 海上保險之概念 海上保險之起源及其發展 海上保險之功能
Draft Amendment to STANDARD FOR Information Technology -Telecommunications and Information Exchange Between Systems - LAN/: R: Fast BSS.
商检英语宝典 锦程物流网.
Report on the Revision of the Memorandum and Articles of the Association of Traditional Chinese Medicine Dr. Kaicun Zhao
中华环保联合会 李恒远 All-China Environment Federation Li Hengyuan
Arbitration of IP Disputes – Success Factors
HKG/PNH valid on flight departure
2人成行 GV2 訂位代號 Booking Class : N
專利要件 楊智傑 老師.
2人成行 GV2 訂位代號 Booking Class : N
*Please refer to the last page for booking class & airfare surcharge*
Area of interaction focus
单证知识58问 锦程物流网.
Chapter 10 Settlement of International Commercial Disputes
與貿易有關投資措施協定簡介 經濟部投資業務處 處長:瞿大文 2002年10月.
移工的社會安全權 - 以平等對待及權利保留為核心
Unit Three On Price next.
第六章 检验、索赔、不可抗力和仲裁.
MCLS – Chinese Classes advanced Stream
Chp.4 The Discount Factor
损失理算人的角色 Role of Loss Adjuster.
联合创新中的技术许可与知识产权分配问题 Technology licensing and IP allocation in joint R&D collaboration 1.
認識人權 (Introduction to Human Rights)
《新编国际商法》(第二版) 曹祖平 编著 中国人民大学出版社
签发CERs CER Issuance 中国CDM能力建设项目培训讲义 Training Material
第二讲 世贸组织架构及运行机制.
Chp.4 The Discount Factor
6. 争议的预防和处理 商检(Inspection of Goods) 索赔(Claims) 不可抗力(Force Majeure)
美國對非市場經濟國家實施雙反措施之雙重救濟問題
Chapter 11. Claims, Force Majeure and Arbitration
Chp.4 The Discount Factor
Chapter 7 Terms of Payment
NEWSLETTER LAW OFFICE 锦程律师事务所 KING’S WISDOM 年第06期.
Choice of Law in Property (物权的法律适用)
2010年3月23日 18:30 課堂導讀 社會教育研究所 碩二 宋曉玫
Kluwer Arbitration www. kluwerarbitration.com 随时获取独家的全球仲裁判例、图书、期刊等信息;
2012天下經濟論壇 經濟動盪中 企業的管理與戰略 資誠聯合會計師事務所 薛 明 玲 所長 2012年2月22日
Thomas HobbesⅡ 關鍵字:state of nature, natural rights, fear of death, social contract, liberty, sovereignty, Leviathan 授課教師:陳嘉銘 【本著作除另有註明外,採取創用CC「姓名標示-非商業性-相同方式分享」台灣3.0版授權釋出】
名词从句(2).
跨太平洋夥伴協定下之菸草控制爭議與規範初探
因為賜生命聖靈的律,在基督耶穌裏釋放了我,使我脫離罪和死的律了。 (羅8:2)
第一章 国际商事合同导论 第一节 国际商事合同概述 一 国际商事合同的概念 定义
第一节 合同英语的词汇特点及翻译要点 第二节 合同英语的句法特点及翻译要点 第三节 商务合同的翻译标准
Presentation transcript:

International Commercial Arbitration Lec2: Arbitration Agreement

Readings Zhao, Xiu-wen, International Commercial Arbitration Law, 2004, Chapter 3 Redfern & Hunter, Law & Practice of International Commercial Arbitration, 2005,

Definition of Arbitration Existence of Dispute What is dispute? Hayter v. Nelson (1990) Existed dispute Future dispute Consensus on Reference of Dispute to a Third Person Binding Decision to Be Given

Institutional Arbitration Forms of Arbitration Ad hoc Arbitration Submission of a dispute to an arbitral tribunal formed for this special case by selected arbitrator(s) under the rules selected by the parties Institutional Arbitration Submission of a dispute to an institution administrating arbitration; case to be decided by a tribunal formed for this special case under the rules of the institution as a default choice or rules selected by the parties; arbitrators to selected by the parties or by the institution where no selection made by the parties

Definition of “Agreement” NY Convention: Each Contracting State shall recognize an agreement in writing under which the parties undertake to submit to arbitration all or any differences which have arisen or which may arise between them in respect of a defined legal relationship, whether contractual or not, concerning a subject matter capable of settlement by arbitration.

Forms of Arbitration Agreement Arbitration Clause A clause set in the Contract All disputes arising out of or in connection of this contract shall be submitted to CIETAC for arbitration in accordance with its Arbitration Rules for a final and binding decision. Arbitration Agreement An agreement materially separated from but in relation to the Contract

Forms of Arbitration Agreement Agreement in Writing Zambia Steel & Building Supplies Ltd v James Clark & Eaton Ltd [1986] It was a dispute arising out from an oral contract. However, a written draft of the contract, within which there was an arbitration clause, was sent to the buyer during the negotiation. No objection from the buyer has ever been made. Both parties performed their obligations under the oral contract before a dispute occurred. The buyer sued the seller in a court, saying that there was no arbitration agreement in writing…

Forms of Arbitration Agreement Agreement in Writing 圣.玛赛尔航运有限公司、圣.罗哲斯行运有限公司申请 承认和执行伦敦临时仲裁裁决请示案 申请执行人向被申请执行人定购船舶若干艘,签订书 面合同,合同规定伦敦LMAA仲裁。合同同时规定前 者选择权,即在一定时期内,有权以与该合同相同条 件定购另一艘船舶。选择权行使后未另行签订合同。 后就该选择权下船舶质量产生争议,LMAA作出有利 于前者的裁决。后者主张不存在仲裁协议,要求拒绝 承认执行。

Forms of Arbitration Agreement Agreement in Writing 《中华人民共和国仲裁法》 第十六条 仲裁协议包括合同中订立的仲裁条款和以 其他书面方式在纠纷发生前或者纠纷发生后达成的请 求仲裁的协议。

Forms of Arbitration Agreement Agreement in Writing 《最高人民法院关于适用〈中华人民共和国仲裁法〉 若干问题的解释》: 第一条 仲裁法第十六条规定的“其他书面形式”的仲 裁协议,包括以合同书、信件和数据电文(包括电报、 电传、传真、电子数据交换和电子邮件)等形式达成 的请求仲裁的协议。

Contents of Arbitration Agreement Dispute, Consent, Submission Clause giving a choice William Co v Chu Kong Agency Co Ltd & Anor [1993] A B/L contained a clause saying all disputes under the B/L shall be resolved by arbitration or litigation in PRC in accordance with Chinese law. The plaintiff brought a claim against the defendant in the High Court of HK. The defendant then request a stay…

Contents of Arbitration Agreement Dispute, Consent, Submission Clause giving a choice 《最高人民法院关于适用〈中华人民共和国仲裁法〉 若干问题的解释》: 第七条 当事人约定争议可以向仲裁机构申请仲裁也 可以向人民法院起诉的,仲裁协议无效。

Defective Arbitration Agreement 详见杨良宜、莫世杰、杨大明著:《仲裁法——从 1996年英国仲裁法到国际商务仲裁》,第一章,2 合约解释规则 (Rules of Construction) 合理性原则 完整性原则 符合合约目的原则 特别条款或附加条款优于一般条款原则 修订条款优于原始条款原则 不应使违约方从中不当获利原则

Defective Arbitration Agreement Arbitration Agreement without “Arbitration” David Wilson Homes Ltd v Survey Services Ltd 7 David Jonathan Marshall (2001) “Any dispute or difference arising hereunder between the Assured and the Insurers shall be referred to a Queen’s Counsel of the English Bar to be mutually agreed between the Insurers and the Assured or in the event of disagreement by the Chairman of the Bar Counsel.”

Defective Arbitration Agreement Uncertainty in Appointment of Arbitrator(s) Downing v Al Tameer Establishment (2002) “In case the difference cannot be settled through mutual consultation, the matter shall be submitted for arbitration by three arbitrators to be appointed by each of the parties hereto whose award shall be final and binding.”

Defective Arbitration Agreement Choosing Both Arbitration and Court Proceedings “Arbitration in Hong Kong before the Court.”

Defective Arbitration Agreement Choosing Both Arbitration and Court Proceedings Smith Ltd v H & S International [1991] “13. Settlement of Dispute: If any dispute or difference shall arise between the parties hereto concerning the construction of this Agreement or the rights or liabilities of either party hereunder the parties shall strive to settle the same amicable but if they are unable to do so the dispute or difference shall be adjudicated upon under the Rules of Conciliation and Arbitration of he ICC by one or more Arbitrators appointed in accordance with those Rules.” “14. Language and Law: This Agreement is written in English and shall be interpreted according to English law. The Court of England shall have exclusive jurisdictions over it to which jurisdiction the parties hereby submit.”

Defective Arbitration Agreement Choosing Both Arbitration and Court Proceedings The “Nerano” (1994) A written clause in the B/L reads: “The conditions as per relevant charterparty dated 02.07.1990 are incorporated in this bill of lading and have precedence if there is a conflict, English law and jurisdiction applies.” A printed clause in the B/L reads: “All terms and conditions liberties exceptions and arbitration clause of the Charterparty, dated as overleaf, are herewith incorporated.”

Defective Arbitration Agreement Conflict between Section Title and Section Contents Cott UK Ltd v F E Barber Ltd [1997] “Arbitration Any dispute or difference arising from the construction or performance of the agreement shall be referred to the decision of a person to be appointed by the Director General of the British Soft Drinks Association. The person chosen or appointed shall be an independent consultant and shall act as an expert and not as an arbiter and his decision shall be final and binding on the parties.”

Defective Arbitration Agreement Two Seats, One Arbitration Lovelock Ltd v Exportles [1968] “Any dispute shall be submitted to arbitration in London; any other dispute shall be arbitrated in Moscow.”

Defective Arbitration Agreement Floating Arbitration Agreement The “Star Texas” [1993] “Any dispute arising under the charter to be referred to arbitration in Beijing or London in defendant's option.”

Defective Arbitration Agreement Non-Existence of the Arbitral Institution Selected Lucky-Goldstar International v Ng Moo Kee Engineering Limited [1993] “Claims: Any dispute or difference arising out of or relating to this contract, or the breach thereof which cannot be settled amicably without under delay by the interested parties shall be arbitrated in the 3RD COUNTRY, under the rule of the 3RD COUNTRY and in accordance with the rules of procedure of the International Commercial Arbitration Association. The award shall be final and binding upon both parties.”

Defective Arbitration Agreement 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第三条  仲裁协议约定的仲裁机构名称不准确,但能 够确定具体的仲裁机构的,应当认定选定了仲裁机构 。 第四条  仲裁协议仅约定纠纷适用的仲裁规则的,视 为未约定仲裁机构,但当事人达成补充协议或者按照 约定的仲裁规则能够确定仲裁机构的除外。   

Defective Arbitration Agreement 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第五条  仲裁协议约定两个以上仲裁机构的,当事人 可以协议选择其中的一个仲裁机构申请仲裁;当事人 不能就仲裁机构选择达成一致的,仲裁协议无效。 第六条  仲裁协议约定由某地的仲裁机构仲裁且该地 仅有一个仲裁机构的,该仲裁机构视为约定的仲裁机 构。该地有两个以上仲裁机构的,当事人可以协议选 择其中的一个仲裁机构申请仲裁;当事人不能就仲裁 机构选择达成一致的,仲裁协议无效。

Arbitrability Subjective Arbitrability Art. 2060 of the New Code of Civil Procedure (France) provides: “(D)ispute concerning public collectivities and public establishments” cannot be referred to arbitration.

Arbitrability Objective Arbitrability Art. 2060 of the New Code of Civil Procedure (France) provides: “(o)ne may not submit to arbitration questions of personal status and capacity, or those relating to divorce or to judicial separation or disputes …. and more generally in all areas which concern public policy.”

Separability Autonomy of Arbitration Agreement The status of the main contract does not necessarily affect the arbitration agreement. Heyman v. Darwins Ltd (1942)

《中华人民共和国仲裁法》: 第十九条 仲裁协议独立存在,合同的变更、解除、 终止或者无效,不影响仲裁协议的效力。 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第十条  合同成立后未生效或者被撤销的,仲裁协议 效力的认定适用仲裁法第十九条第一款的规定。 当事人在订立合同时就争议达成仲裁协议的,合同未 成立不影响仲裁协议的效力。

Separability Autonomy of Arbitration Agreement The arbitration agreement may be governed by a law different from the governing law of the main contract. 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第十六条  对涉外仲裁协议的效力审查,适用当事人 约定的法律;当事人没有约定适用的法律但约定了仲 裁地的,适用仲裁地法律;没有约定适用的法律也没 有约定仲裁地或者仲裁地约定不明的,适用法院地法 律。

Non-Signatory Party to Arbitration Agreement Incorporation by Reference Assumption Agency Am. Bureau of Shipping v Tencara Shipyard S.P.A. (1999) Veil-Piecing Carte Blanche (Singapore) Pte., Ltd. v Diners Club Int'l, Inc. (1993) Estoppel

Non-Signatory Party to Arbitration Agreement 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第八条  当事人订立仲裁协议后合并、分立的,仲裁 协议对其权利义务的继受人有效。 当事人订立仲裁协议后死亡的,仲裁协议对承继其仲 裁事项中的权利义务的继承人有效。 前两款规定情形,当事人订立仲裁协议时另有约定的 除外。   

Non-Signatory Party to Arbitration Agreement 《最高人民法院关于适用<中华人民共和国仲裁法>若 干问题的解释》: 第九条  债权债务全部或者部分转让的,仲裁协议对 受让人有效,但当事人另有约定、在受让债权债务时 受让人明确反对或者不知有单独仲裁协议的除外。

Enforcement of Arbitration Agreement Decline of Jurisdiction   Dismiss of Court Action Stay of Court Proceedings (Common Law Jurisdiction)